Health care professionals' neckties as a source of transmission of bacteria to patients: a systematic review ============================================================================================================ * Pia Pace-Asciak * Sanjiv K. Bhimrao * Frederick K. Kozak * Brian D. Westerberg ## Abstract **Background:** There is growing concern that neckties worn by health care professionals may contribute to infections contracted in health care settings. We evaluated the evidence for health-care-associated infections resulting from neckties and whether the evidence is sufficient to warrant a tieless policy in Canada. **Methods:** We performed a systematic review to determine whether neckties worn by health care professionals colonize harmful pathogenic bacteria and whether they contribute to the spread of infection to patients in the inpatient or outpatient setting. We searched PubMed (1966 to 2017) and Embase (1974 to 2017). The level of evidence was appraised according to the Oxford Centre for Evidence-Based Medicine levels of evidence. We evaluated the quality of evidence and the risk of bias using the Jadad scale or the Newcastle-Ottawa Scale. **Results:** We screened 1675 citations, of which 6 were ultimately included in the systematic review. Only 1 study gave level 1b evidence (randomized controlled trial). Neckties were more likely than shirt pockets to colonize bacteria. There is limited evidence that neckties may be contaminated with pathogenic bacteria (e.g., methicillin-resistant *Staphylococcus aureus*) and very limited evidence that contaminated neckties may transmit bacteria (in a controlled experimental setting to a mannequin). **Interpretation:** There is no evidence of increased rates of health-care-associated infections related to the wearing of neckties by health care professionals. There is weak evidence that neckties are contaminated with pathogenic (and nonpathogenic) bacteria. The level of evidence was weak and the studies were heterogeneous. Evidence to support the need for a tieless dress code policy is lacking. It is estimated that health care workers, patients and visitors are responsible for spreading about 80% of common infections contracted in health care settings.1 The overall annual direct medical cost to US hospitals of health-care-associated infections has been estimated at US$28.4 billion to US$45.0 billion. Based on estimates of the effectiveness of possible infection control interventions, the predicted benefit of prevention of these infections ranges from US$5.7 billion to US$31.5 billion.2 There is no reason to expect the proportional costs in Canada to be different. More than 200 000 patients annually contract infections while receiving health care in Canada, and more than 8000 of these patients die as a result of these infections.1 The World Health Organization acknowledges that this is a worldwide problem.3 Any identifiable factor that could be modified to lower the risk of health-care-associated infection should be addressed. To reduce rates of these infections, the proper infrastructure and guidelines within hospitals need to be in place to ensure that enough attention is paid to hygiene, with proper training of health care workers and sterilization of equipment so that modern health care treatment is possible.3 Concerned that certain work attire worn by physicians might be a potential vector responsible for increasing the incidence of health-care-associated infections, the UK Department of Health introduced a Uniforms and Workwear dress code for National Health Service employees in 2007.4 This policy has since become known as the "bare-below-the-elbow" attire policy as a means for reducing the spread of nosocomial infections. It was recommended that National Health Service staff wear short sleeves and avoid unnecessary jewellery and garments such as neckties when carrying out clinical activities.4 No evidence was cited to support the recommendation against the wearing of ties. If the wearing of neckties increases the risk of health care-associated infections, such a policy restricting their use by health care professionals in Canada (and elsewhere) would be warranted. We performed a systematic review of the published literature to measure the evidence that health care professionals who wear neckties colonize harmful pathogenic bacteria and whether this contributes to the spread of infection to their patients in the inpatient or outpatient setting. ## Methods ### Search strategy We performed a systematic review according to the PRISMA guidelines.5 We searched PubMed (1966 to Nov. 7, 2017) and Embase (1974 to Nov. 7, 2017) using an a priori determined search strategy. We consulted a senior librarian from the College of Physicians and Surgeons of British Columbia medical library to assist with the literature searches. The literature search identified a main database of articles using the following search strategy: ("infection"[MESH] OR "communicable diseases"[MESH] OR infect* OR communicable*) AND ("health personnel"[MESH] OR "physicians"[MESH] OR physician* OR doctors OR doctor) AND ("clothing"[MESH] OR "attire"[All Fields] OR necktie*) (Appendix 1, available at [www.cmajopen.ca/content/6/1/E26/suppl/DC1](http://www.cmajopen.ca/content/6/1/E26/suppl/DC1)). We included papers that were primary studies that examined neckties; editorials and letters were excluded, although we reviewed any references. The search was limited to articles in humans and those published in English. Articles examining potential vectors such as identification badges, stethoscopes and bow ties were excluded unless the comparison was against neckties. ### Study selection, quality assessment and data extraction Two authors (P.P.-A. and S.K.B.) independently conducted individual reviews of titles and abstracts identified in the literature search. Duplicates were removed with the use of RefWorks (ProQuest). Discrepancies were resolved by discussion via review of the data. Data were extracted by the same 2 researchers who conducted the study selection to ensure consistency of reporting. Discrepancies were handled in a similar manner as for study identification. The following information was extracted from the papers that met our inclusion criteria: study design, setting (inpatient or outpatient), number of patients, number and specialty of the health care workers wearing the ties, bacteria isolated, comparison made, effect on patient or outcome, and level of evidence. We used the Oxford Centre for Evidence-Based Medicine recommendations6 (Table 1) to assist in grading the level of evidence in the papers that fit our inclusion criteria. We assessed the full-text articles for study quality and risk of bias using the Jadad scale7 and the Newcastle-Ottawa Scale.8 The former is the most widely used scale to assess the quality and the risk of bias of clinical trials. It is a 5-point system that assesses the methods used in the clinical trial based on random assignment, double-blinding and the flow of patients. The Newcastle-Ottawa Scale is used to assess the quality, including potential bias, of nonrandomized trials. The more stars (maximum 9), the better the quality of the article. View this table: [Table 1:](http://www.cmajopen.ca/content/6/1/E26/T1) Table 1: Oxford Centre for Evidence-Based Medicine levels of evidence6 A meta-analysis was not possible given the heterogeneity of the study population and the small size and poor quality of the studies. Thus, given the paucity of the evidence, formal statistical analysis was not possible. Had the data been robust, we would have performed a meta-analysis. ## Results The initial search identified 1675 abstracts in PubMed and Embase (Figure 1). After duplicates were removed, 1418 abstracts remained. On screening, 1374 titles were excluded as not relevant based on our inclusion and exclusion criteria. Forty-four full-text articles remained, which were assessed for eligibility. Six articles were identified that satisfied our inclusion criteria (Table 2). No study specifically assessed the likelihood that wearing a necktie would increase the risk of transmitting an infection to patients directly. ![Figure 1](http://www.cmajopen.ca/https://www.cmajopen.ca/content/cmajo/6/1/E26/F1.medium.gif) [Figure 1](http://www.cmajopen.ca/content/6/1/E26/F1) Figure 1 Flow chart showing outcome of search strategy. View this table: [Table 2:](http://www.cmajopen.ca/content/6/1/E26/T2) Table 2: Summary of the 6 studies included in the systematic review The highest-quality paper (the only study with level 1b evidence [Jadad score 3/5]) was a multicentre randomized blinded trial comparing the difference in contamination between bow ties versus neckties worn for 3 days by gynecologists and obstetricians.9 The physicians were randomly assigned to groups, but the main weakness of the study was the lack of mention as to whether the investigators were blinded to which tie was worn first; the effect, if any, this may have had on the study results is not in debate. Overall, the study revealed no difference in contamination rates between bow ties and neckties, and none of the bacteria found contaminating either type of tie were thought to be "potentially highly pathogenic." Four of the studies gave level 3b evidence.10-13 Lopez and colleagues,10 in a prospective study, found higher bacterial counts on neckties than on the front shirt pockets of 50 doctors (25 surgeons and 25 other physicians). *Staphylococcus aureus* was isolated from items of 16 doctors: 8 shirts (0-11 colony-forming units) and 13 ties (0-86 colony-forming units). Most of the physicians had never cleaned their tie or could not remember when it was laundered last. Among the 14 who could recall, the mean time was 73 days, compared to less than 2 days for laundering their shirt. The Newcastle-Ottawa Scale score assigned to this study was 7/9, with a reasonable quality design. The paper fell short in reporting the adequacy of cohort follow-up. In a cross-sectional study, Koh and colleagues11 found that neckties worn by doctors were more likely to be contaminated than neckties worn by preclinical medical undergraduates who were not involved in patient care: 26 of the 50 physician neckties were contaminated with *S. aureus*, compared to 14 of 50 ties of the preclinical medical students. In 16 of the physician cases (62%), the organism was identified as methicillin-resistant S. aureus (MRSA). None of the preclinical students' ties were contaminated with MRSA, and 10 of the 14 *S. aureus* specimens were presumably coagulase-negative (4 were reported as coagulase-positive). The assigned Newcastle-Ottawa Scale score was 7/9. In a case-control study, Pisipati and colleagues12 investigated the likelihood of contamination with important pathogenic bacteria of new neckties and pens given to 4 urological surgeons each week for 5 consecutive weeks. Only common environmental contaminants were found, and no "important pathogenic bacteria" were identified. The assigned Newcastle-Ottawa Scale score was 7/9. Finally, Weber and colleagues13 found in their prospective experimental study that simulated patient encounters during which an unsecured tie was worn were associated with bacterial contamination of more mannequins than encounters where an unsecured tie was not worn. The assigned Newcastle-Ottawa Scale score was 8/9. One study gave level 4 evidence. In a cross-sectional survey, growth of coagulase-negative *Staphylococcus* was reported from all 5 neckties of doctors in the intensive care unit.14 Heavy growth was found for 2 of the neckties. *S. citreus* was identified on 3 ties (heavy growth on 1), and "*Bacillus *species" was identified on 1 tie. These organisms are not usually considered to be pathogenic in immunocompetent patients. ## Interpretation There is evidence that neckties worn by health care professionals are often contaminated with nonpathogenic bacteria commonly found on the skin and in the environment, as presumably is any article of clothing. There is very limited evidence that neckties may be contaminated more often with pathogenic bacteria (e.g., MRSA) and that contaminated neckties transmit bacteria in a controlled experimental setting (to a mannequin). Despite this, there is evidence neither that a health care professional who wears a necktie is responsible for increased rates of health-care-associated infections nor that restricting health care professionals from wearing neckties will decrease the rate of occurrence of such infections. One may infer from 1 study with level 3b evidence13 that securing a necktie to avoid patient contact is advised, but there is limited evidence that contact of a necktie with a patient will lead to infection. Further research is needed to look at whether neckties or other pendulous objects such as stethoscopes and lanyards transmit bacteria or lead to infection in patients. With the current evidence available, the likelihood that a necktie with any pathogen poses risk to a patient is negligible. The UK bare-below-the-elbow dress code policy has been openly questioned.15,16 Nonetheless, the policy was updated in 2010, with comparable recommendations.17 The updated policy similarly concludes that it is considered poor practice to wear neckties (other than bow ties) or lanyards during activities involving direct patient care. Evidence supporting the recommendation against the wearing of ties was once again not cited; instead it was referenced as "common sense." Regular handwashing has been shown to reduce hospital-acquired infections.18 Outbreak reports and observational studies looking at the dynamics of hand contamination have shown an association between activities that involve direct patient contact and hand contamination.18 Some studies have shown that removal of rings results in a decreased frequency of hand carriage of pathogens before and after performing hand hygiene.18,19 However, in a prospective study of 93 physicians, Willis-Owen and colleagues20 did not find a statistically significant difference in the number of colony-forming units of bacteria or in the presence of clinically significant organisms found between physicians who complied with the bare-below-the-elbows policy and those who did not. Other pendulous objects that are worn by physicians, such as stethoscopes and identification badges, have also been considered.21,22 Lanyards and identification badges can carry pathogenic bacteria such as MRSA, methicillin-sensitive *S. aureus*, *Enterococcus* species and gram-negative bacteria.22 Although there is a lack of evidence confirming that neckties are responsible for health-care-associated infections, sensibility should prevail. The Society for Healthcare Epidemiology of America prudently recommends that, rather than a ban on neckties, neckties should be secured by a laboratory coat or a tie clip to prevent the tie from coming into contact with the patient.23 Similar logic should be applied to other pendulous objects that are worn by physicians.21,22 The necktie is an icon of male professionalism and has been worn by male physicians for over 100 years. Other clothing, such as the white coat, has been the most recognized symbol representing power and purity since the 19th century, when Lister was developing his concept of aseptic surgery.24 In essence, dress codes play an important role in nurturing the patient-physician relationship and instilling confidence in patients that they are receiving the highest-quality care. Rehman and colleagues25 found that 76.3% of patients preferred their physician to be clothed in professional attire, i.e., shirt, necktie and white coat for male physicians, and tailored trouser or skirt with white coat for female physicians. Respondents' trust, confidence and willingness to share personal information were greater for a physician in professional attire. Hence, recommendations against the wearing of a necktie are not without consequences. ### Limitations One of the limitations of our study is that formal statistical analysis was not possible. The data available in the literature were heterogeneous and were evaluated qualitatively by validated methods versus quantitatively through meta-analysis. Second, our literature search set limits to articles published in English. However, none of the references cited in the bare-below-the-elbow policy study4 were in languages other than English, and, in general, exclusion of non-English-language articles has been found not to have a significant impact on the results of systematic reviews.26 ### Conclusion There is a lack of evidence to suggest that the wearing of neckties by health care professionals contributes to a higher rate of health-care-associated infections. The wearing of a necktie by a health care professional is a symbol evoking trust and confidence for a patient. Simple measures to avoid patient contact by the necktie seem prudent, but the available evidence does not support a nation-wide policy restricting their use. However, the data are sparse. If concerns remain regarding the wearing of neckties, a larger prospective study is required before a nation-wide policy against their use is implemented in Canada. ### Supplemental information For reviewer comments and the original submission of this manuscript, please see [www.cmajopen.ca/content/6/1/E26/suppl/DC1.](http://www.cmajopen.ca/content/6/1/E26/suppl/DC1.) ## Acknowledgements Acknowledgement: The authors acknowledge the contributions of Karen MacDonell from the College of Physicians and Surgeons of British Columbia medical library in performing the literature search. ## Footnotes * **Competing interests:** None declared. * **Contributors:** Brian Westerberg and Frederick Kozak conceived and designed the study. Pia Pace-Asciak acquired the data and drafted the manuscript. Pia Pace-Asciak and Sanjiv Bhimrao contributed to data analysis and interpretation. 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