Abstract
Background: Nurse-Family Partnership (NFP) involves public health nurses providing frequent home visits from early pregnancy until children reach age 2 years, focusing on first-time parents experiencing socioeconomic disadvantage. Our aim was to evaluate NFP’s effectiveness in improving child and maternal health.
Methods: We conducted an analysis of prenatal secondary outcomes in an ongoing randomized controlled trial in British Columbia; the data used in this analysis were collected from January 2014 to May 2017. Participants were pregnant girls and women aged 14–24 years who were preparing to parent for the first time and experiencing socioeconomic disadvantage. They were randomly allocated 1:1 to the intervention (NFP plus existing services) or control group (existing services). Prespecified prenatal secondary outcome indicators were changes in use of nicotine cigarettes and alcohol use by 34–36-weeks’ gestation. We also report on prespecified exploratory cannabis and street drug use measures. We used mixed-effect models for longitudinal and clustered data to estimate intervention effects. Analyses were by intention to treat.
Results: The median gestational age at baseline for the 739 participants (368 participants in the intervention group, 371 in the comparison group) was 20 weeks, 6 days. By 34–36 weeks’ gestation, NFP significantly reduced cigarette counts (over the past 2 d) (difference in changes [DIC] of count −1.6, 95% confidence interval [CI] −6.4 to −1.3) in those who smoked. NFP also significantly reduced rates of prenatal cannabis use (DIC −6.4, 95% CI −17.0 to −1.7), but not rates of street drug or “any” substance use. While we observed decreased rates of cigarette and alcohol use in both groups (DIC of proportions −2.8, 95% CI −15.3 to 0.6; DIC −0.5, 95% CI −8.7 to 1.8, respectively), these changes were not statistically significant.
Interpretation: We found no evidence that NFP was effective in reducing rates of prenatal cigarette and alcohol use; however, it led to reduced prenatal cannabis use, and in smokers it led to modest reductions in cigarette use. NFP may therefore hold promise for reducing some types of prenatal substance use in disadvantaged populations. Trial registration: ClinicalTrials.gov, no. NCT01672060.
Prenatal exposures to nicotine cigarettes (hereafter cigarettes), alcohol, cannabis, cocaine and opioids put children at risk for adverse outcomes including preterm birth, low birth weight, motor abnormalities, and mental health and cognitive problems.1–9 Rates of prenatal substance use in Canada remain concerning, particularly for cigarettes (23%),10 alcohol (10%)11 and cannabis (7%).12 Accordingly, efforts to prevent prenatal substance use are warranted,13–15 particularly among people who are young, living on low income and coping with mental health challenges and are therefore at higher risk of prenatal substance use.16 New research is needed on effective interventions to reduce prenatal substance use.10,14,17–19
Aiming to improve child and maternal well-being, Nurse-Family Partnership (NFP) involves public health nurses providing intensive home visits to first-time expectant parents experiencing socioeconomic disadvantage.20 Randomized controlled trials (RCTs) in the United States have shown that NFP improves child mental health and cognitive development and reduces child injuries by age 2 years, while also improving maternal well-being.20 However, NFP’s effectiveness in reducing prenatal substance use remains unclear.21,22 It also remains unknown how NFP’s benefits may translate to Canada, given the greater availability of publicly funded health and social services in this country compared with the US.
The British Columbia Healthy Connections Project RCT aims to address these evidence gaps.23,24 The trial is ongoing (2011–2022). We report here on NFP’s impact on prenatal cigarette and alcohol use, which are prespecified secondary outcome indicators. We also report prespecified exploratory data on program effects for prenatal use of cannabis and street drugs. Reports on additional child and maternal outcomes will follow.
Methods
Setting
This ongoing, single-blind RCT is being conducted in 26 urban and suburban local health areas across 4 of the 5 BC regional health authorities (Appendix 1A, available at www.cmajopen.ca/content/8/4/E667/suppl/DC1).
Design, recruitment and population
This is an analysis of prespecified RCT prenatal secondary outcome indicators. For the RCT, health authorities were responsible for recruiting pregnant girls and young women. They contacted primary care providers and community agencies to encourage referrals to public health units, where staff screened referrals then passed information on potential participants to the study team. The study team then contacted potential participants to introduce the RCT, confirm eligibility and schedule baseline interviews.
The inclusion criteria for the RCT focused on girls and young women who were preparing to parent for the first time, were experiencing socioeconomic disadvantage and were aged 24 years or younger — the population most likely to benefit from NFP (Box 1).20
Box 1: Inclusion and exclusion criteria at time of baseline interview
Inclusion criteria
Age 24 years or younger*
Preparing to parent for the first time†
Pregnant and less than 28 weeks’ gestation‡
Competent to provide informed consent, including conversational in English§
Experiencing socioeconomic disadvantage
Age 19 years or younger
Age 20–24 years and meets 2 of the following 3 indicators: (a) lone parent,¶ (b) less than grade 12,** (c) low income (1 or more of the following):
- Receiving income assistance
- Finding it very difficult to live on total household income regarding food or rent
- Homeless, defined as living on the streets, in an emergency or homeless shelter, staying in places not meant as residences (e.g., car or tent) or experiencing “hidden homelessness” such as “couch surfing”
Exclusion criteria
Planning to have the child adopted
Planning to leave the catchment area for 3 months or longer during the trial††
Note: Criteria were previously reported by Catherine et al.23,24
↵* No lower age limit was set.
↵† Eligible if a previous pregnancy ended in termination, miscarriage or stillbirth or if previous parenting involved step-parenting only.
↵‡ Must receive first Nurse-Family Partnership (NFP) visit by end of 28th week of gestation, according to NFP fidelity requirements.
↵§ Must be able to participate without an interpreter.
↵¶ Not married or living with the same partner for 1 year or more consecutively.
↵** Did not complete secondary school or did not receive secondary school equivalency certificate.
↵†† Catchment refers to designated BC local health areas offering the BC Healthy Connections Project.
Recruitment of participants for the RCT started in October 2013 and closed in December 2016. Prenatal data collection concluded in May 2017. Intervention participants completed NFP in June 2019. We finished prenatal analyses in August 2019 and completed all postpartum research interviews in November 2019. Administrative data collection on child injuries will continue into 2021.
Randomization procedures
For the RCT, following baseline interviews, participants were randomly assigned (1:1) to either the intervention group (NFP plus existing services) or the comparison group (existing services). We used an unpredictable, randomized sequence protocol developed by an independent statistician, applying a separate randomization schedule for all 26 local health areas. We used constrained randomization, assigning the smaller of 2 block sizes where 17 or fewer participants were expected annually. An investigator who was uninvolved in data collection performed computerized allocation and informed participants and NFP nurses of treatment allocation (i.e., unmasked treatment allocation). Field interviewers collecting data were masked to group allocation; they also reminded participants before each interview not to reveal their group. Trial statisticians and methodologists masked to group assignment conducted the main analyses.
Intervention
For the trial, nurses were recruited by health authorities then completed NFP education comprising approximately 140 classroom hours and ongoing learning.25 (Nurses consented to participate in the RCT and received research orientations.) After participants were allocated to a study group, nurses contacted those allocated to the intervention group to schedule initial visits and offer to deliver NFP. According to NFP guidelines, there could be as many as 14 visits prenatally and 50 postpartum. Visits followed NFP guidelines, with nurses assisting participants to identify and meet health and social goals, including but not limited to reducing prenatal substance use.25 Nurses also received intensive supervision to ensure program fidelity. (Copyrighted NFP materials were accessed through a BC Ministry of Health licence.25)
Existing services
Participants in both the intervention and comparison groups could access existing prenatal health and social services. These included primary or specialist health care or both; hospital or emergency care or both; mental health services, including services for problematic substance use; public health services, including prenatal classes; and social and community programs.
Data sources
All eligible participants provided written informed consent before starting the study. A series of validated scales and items were administered at baseline (before 28 weeks’ gestation; in person) and in late pregnancy (at 34–36 weeks’ gestation; telephone) to collect information on sociodemographic characteristics (Statistics Canada census),26 psychological distress (10-item Kessler Psychological Distress Scale),27 experiences of violence (Childhood Trauma Questionnaire, Composite Abuse Scale)28,29 and prenatal substance use (Statistics Canada National Longitudinal Survey of Children and Youth)30 (Table 1). Following each interview, participants received gift cards ($50–$75, depending on interview duration) for local stores. Field interviewers verbally administered questionnaires. For items prone to response bias (including items on prenatal substance use), participants responded confidentially on paper. Participants could decline to answer questions. Participants also chose the locations for in-person interviews; interviews were usually conducted in their homes, but private rooms at local libraries or community centres were used when privacy or housing instability was a concern.
Outcome indicators
The prespecified main trial outcome indicators were as follows: child injuries by age 2 years (primary indicator), prenatal cigarette and alcohol use by late pregnancy, child cognitive and language development, child behaviour by age 2 years, and maternal subsequent pregnancies by 24 months postpartum. 23 This paper focuses on the prespecified prenatal secondary outcome indicators; we also report changes in cannabis and street drug use, which are prespecified prenatal exploratory variables.23 (All prenatal substance use measures are reported here.)
In addition, we are measuring associated outcomes at multiple time points including socioeconomic status; housing instability; mental and physical health, including substance use; parenting skills; experiences of violence; and receipt of public services.23 These will be reported in future publications.
Sample size calculations
Sample size was determined on the basis of detecting clinically meaningful reductions in the primary outcome indicator, average counts of physician and other health care encounters per child for injuries by age 2 years. We initially estimated that a sample size of 1040 could detect a relative risk of 0.70 reduction (base rate of 30% in comparison group reduced to 21% in intervention group) where α = 0.05 and β = 0.20 and presuming low attrition (< 5%) because of access to provincial administrative health data on child injuries.23 The expected injury base rate (0.30 or 30%) was based on US NFP findings.31 (We later refined these calculations on the basis of analyses of BC child injury data [Apr. 1, 2001 to Mar. 31, 2010] from a similar population [first births for girls and young women receiving income assistance]. Data sources included the BC Medical Services Plan for maternal subsidy status and child injury physician service events [www.popdata.bc.ca/data/health/msp] and the Discharge Abstract Database for child birth events and hospital admissions for injuries [https://www.cihi.ca/en/discharge-abstract-database-metadata-dad]). Among 17 534 children, the proportion with at least 1 injury visit (either physician encounter or hospital admission) was 0.30 (30%). The rate of physician encounters was 239 per 1000 person years. Assuming a 30% reduction in the rate due to the intervention (relative rate 0.70), the required sample size to detect a difference in the incidence rate was 349 people per study arm, plus 5% attrition, for a total of 732 (Appendix 1B).
Statistical analysis
We conducted intention-to-treat analyses of NFP’s effects on cigarette and alcohol use, on the number of cigarettes smoked (in the past 2 d) for those reporting any cigarette use at baseline or 34−36 weeks’ gestation or both, and on cannabis and street drug use. We analyzed the change in substance use from baseline to 34–36 weeks’ gestation using generalized linear mixed-effect models (GLMMs). Specifically, we analyzed binary outcomes (cigarette, cannabis and any substance use) using logistic mixed-effect models and the count outcome (number of cigarettes used by smokers in the past 2 d) using Poisson mixed-effect models. For alcohol and street drug use, the logistic mixed-effect models did not converge, so we fitted linear mixed-effect models. This approach is considered acceptable for binary outcomes when there are sufficient degrees of freedom.
The GLMMs incorporated fixed effects for time period (baseline v. 34–36 weeks’ gestation); NFP versus comparison at baseline; and time period by NFP interaction for NFP intervention effect by 34–36 weeks’ gestation. These models also included random effects for clusters (participants nested within local health areas within health authorities). Model estimates (95% confidence intervals [CIs]) and associated 2-sided p values were determined. We conducted robust analyses with GLMMs adjusting additionally for all baseline covariates (Appendix 1B, Supplemental Table S1).
To evaluate marginal (population averaged) treatment effect estimates, we calculated marginal group differences (in before–after changes of percentages for positive binary outcomes and counts for cigarette use) using estimated regression coefficients and estimated population distribution of random effects from GLMMs.32 We obtained 95% CIs for marginal effect estimates by repeating the marginal treatment effect estimation described above on 1000 bootstrap samples obtained from resampling at the participant level. We assessed the sensitivity to missing-atrandom assumptions via selection models.33–36 We also calculated marginal group ratios (of before–after odd ratios for binary outcomes and rate ratios for count outcomes). For ease in interpretation, we report the marginal treatment effects in terms of difference in changes; coefficient estimates of mixed effects models and sensitivity analyses are also reported (Appendix 1B, Supplemental Tables S1–S3). All analyses were conducted using R version 3.5 (R Project for Statistical Computing).
Ethics approval
We obtained ethics approval from Simon Fraser University, the University of British Columbia, the University of Victoria, McMaster University, the Public Health Agency of Canada, Fraser Health, Interior Health, Vancouver Island Health Authority and Vancouver Coastal Health. An independent data and safety monitoring committee tracks participant safety and protocol compliance.
Results
Following baseline interviews, 739 RCT participants were randomly allocated to either the intervention group (n = 368) or the comparison group (n = 371); 667 (90.2%) completed interviews at 34–36 weeks’ gestation (Figure 1). All 739 participants were included in the intention-to-treat analyses.
Median gestational age at baseline was 20 weeks, 6 days. Intervention participants received a mean of 10 prenatal nursing visits, adhering to NFP fidelity guidelines. Baseline characteristics were balanced across the 2 trial groups (Table 2). (Appendix 1C, Supplemental Table S4 provides participant baseline characteristics by age group: 14–19 yr and 20–24 yr.) No protocol deviations or unanticipated serious adverse events occurred (Appendix 1D).
Outcomes and effect estimation
Cigarette smoking
At baseline, 26.6% of participants reported smoking cigarettes (in the past 2 days). By 34–36 weeks’ gestation, the proportion decreased in both groups: by 5.8% for the intervention group versus 2.5% for the comparison group (Table 3). The marginal difference in before–after changes (DIC) of smoking percentage was −2.8 (95% CI −15.3 to 0.6) (Table 4).
We explored cigarette use for “smokers,” that is, participants who used cigarettes at baseline or at 34–36 weeks’ gestation or both (n = 211; 28.5% of sample). By 34–36 weeks’ gestation, average cigarette counts (in the past 2 d) decreased in both groups: by 2.5 for the intervention group versus 0.8 for the comparison group (Table 3). The marginal DIC of cigarette use count was −1.6 (95% CI −6.4 to −1.3) (Table 4).
Alcohol use
At baseline, 5.7% of participants reported consuming alcohol (in the past month). By 34–36 weeks’ gestation, the proportion decreased in both groups: by 2.6% for the intervention group versus 1.9% for the comparison group (Table 3). The marginal DIC of alcohol use percentage was −0.5 (95% CI −8.7 to 1.8) (Table 4).
Exploratory analyses
Cannabis use
At baseline, 25.6% of participants reported using cannabis (in the past month). By 34–36 weeks’ gestation, the proportion decreased in both groups: by 8.5% for the intervention group versus 4.7% for the comparison group (Table 3). The marginal DIC of cannabis use percentage was −6.4 (95% CI −17.0 to −1.7) (Table 4).
Street drug use
At baseline, 1.8% of participants reported using street drugs (in the past month). By 34–36 weeks’ gestation, the proportion decreased in both groups: by 2.5% for the intervention group versus 0.5% for the comparison group (Table 3). The marginal DIC of street drug use percentage was −2.0 (95% CI −4.3 to 1.7) (Table 4).
Sensitivity analysis
GLMM analyses including additional baseline covariates showed that intervention effect estimates remained similar (Appendix 1B, Supplemental Table S1; last 2 columns). We found negligible impacts of nonrandom missingness on the intention-to-treat estimates (Appendix 1B, Supplemental Table S2).31
Interpretation
We report RCT data, collected prenatally, on secondary and exploratory substance use outcome indicators (all prespecified). Data on other outcome indicators will be reported in future publications.
For prenatal cigarette use, we found high baseline rates (26.6%) but no evidence of NFP’s benefit by 34–36 weeks’ gestation. However, among smokers, we found significantly reduced cigarette counts for intervention participants. Similarly, NFP trials in the US and the Netherlands have shown small but important prenatal smoking reductions, although an English trial did not.20–22,37 Between-study differences may arise from divergences in populations, NFP implementation and existing health and social services. Yet while we found only modest decreases in prenatal cigarette use among smokers, any reductions may benefit the developing fetus.4 NFP therefore shows promise, building on other harm reduction efforts.38–40
For prenatal alcohol use, we found relatively low baseline rates (5.7%) and no evidence of benefit from NFP by 34–36 weeks’ gestation. Similarly, previous US NFP trials have not shown significant reductions in prenatal alcohol use.20 As there is no safe level of prenatal alcohol consumption, ongoing harm reduction efforts remain crucial.5,41 Even so, our findings suggest that prenatal alcohol use may be too infrequent to be a useful focus for an intervention like NFP in a cohort like ours. Public health efforts to reduce prenatal drinking may also have been successful, further accounting for NFP’s limited impact in our sample.40
For prenatal cannabis use, we identified elevated baseline rates (25.6%).13 Then, by 34–36 weeks’ gestation, we found significantly reduced rates for intervention participants, which is a new finding across extant NFP trials.20–22,37 Prenatal cannabis use is rising in Canada, particularly among people in young, disadvantaged populations13 who may have greater access to cannabis than alcohol.42 These rates are concerning given the adverse consequences for the developing fetus,1,2,6,7 the increasing potency of cannabis43 and public perceptions of cannabis as harmless or even beneficial in pregnancy.44 Harm reduction efforts related to prenatal cannabis use should therefore be intensified.45 Our findings suggest that NFP has a role in these efforts, particularly for disadvantaged populations.
At the same time, we found no evidence of NFP’s benefit regarding “any” substance use or street drug use. Similarly, for street drugs, previous NFP trials have not shown significant prenatal reductions.20–22 Low base rates for street drug use (1.8%) also probably made it impossible to detect any effects.
Limitations
Our study has several limitations. We relied on maternal self-report. For cigarettes in particular, self-report may underestimate smoking by up to 25% compared with serum cotinine measurements.46 Yet previous US trials using such biochemical assays have shown that compared with controls, NFP participants who were smokers became more accurate reporters by late pregnancy, giving less socially acceptable responses, potentially “disadvantaging” the intervention arm.47 We collected only preliminary e-cigarette data; use has increased considerably since our trial commenced, particularly among youth.48 Future trials should examine e-cigarette use. Finally, our findings on young, disadvantaged parents-to-be in urban and suburban communities may not apply to other Canadian populations.
Conclusion
We found no evidence that NFP was effective in reducing rates of prenatal cigarette and alcohol use. However, for those who smoked, NFP led to modest but significant reductions in cigarette counts (in the past 2 d). NFP also significantly reduced prenatal cannabis use, which is an emerging public health problem in Canada. Our findings therefore suggest that NFP may hold promise for reducing some types of prenatal substance use in disadvantaged populations.
Acknowledgements
The authors thank the families who participated in the study. This work is dedicated to them. They acknowledge the public health nurses and supervisors who delivered the intervention and the study team members who have implemented the trial. They are also grateful to their policy and practice collaborators, and to David Olds for consulting. During this study, Michael Boyle and Charlotte Waddell were supported by Canada Research Chairs. Hui Xie was supported by the Maureen and Milan Illich/Merck Chair in Statistics for Arthritis as well as by Natural Sciences and Engineering Research Council grant RGPIN-2018-04313 and National Institutes of Health grant R01CA178061 for the development of the statistical methods used in the analysis of missing data in this clinical trial. Andrea Gonzalez was supported by a Canadian Institutes of Health Research New Investigator Award and by an Ontario Ministry of Research, Innovation and Science Early Researcher Award. Harriet MacMillan was supported by the Chedoke Health Chair in Child Psychiatry.
Footnotes
Competing interests: None declared.
This article has been peer reviewed.
Contributors: All authors all made substantial contributions to the study design. Nicole Catherine oversaw the randomization allocation and ensured that NFP nurses were informed of treatment allocations. Nicole Catherine supervised all aspects of data acquisition and preparation by field interviewers (including Ange Cullen, Kathleen Hjertaas, Caitlin Riebe, Nikolina Rikert and Ashvini Sunthoram), with assistance from Rosemary Lever. Michael Boyle prepared the initial statistical analysis plan, which was later revised together with Lawrence McCandless, Hui Xie and Yufei Zheng in consultation with Nicole Catherine, Harriet MacMillan and Charlotte Waddell. Ange Cullen, Kathleen Hjertaas, Caitlin Riebe, Nikolina Rikert and Ashvini Sunthoram made substantial contributions to designing and developing the trial’s daily operating procedures, acquiring the data and preparing the data for analyses as the study proceeded. Michael Boyle, Yufei Zheng, Lawrence McCandless, Hui Xie and Nicole Catherine conducted the formal data analyses and all authors interpreted the data. Nicole Catherine and Charlotte Waddell drafted the manuscript. All authors then critically revised the manuscript for important intellectual content, approved the final version, approved the subsequent revisions, and have agreed to be accountable for all aspects of the work.
Funding: This trial is funded by the British Columbia Ministry of Health with support from the British Columbia Ministry of Children and Family Development (grant XLP0764X01 Sept. 1, 2011, through Mar. 31, 2022). British Columbia’s Fraser Health, Interior Health, Vancouver Island Health Authority and Vancouver Coastal Health funded the delivery of the Nurse-Family Partnership intervention. The Djavad Mowafaghian Foundation and the R. and J. Stern Family Foundation have provided additional generous supports. The opinions, results and conclusions reported in this paper are those of the authors and are independent from the funding sources. The funders were not involved in the study design; in the collection, analysis and interpretation of data; in the writing of the report; or in the decision to submit the article for publication.
Data sharing: Following completion of this trial and following publication of all major findings, anonymized participant data and associated documents including the study protocol and statistical analysis plan may be shared. Protocols for accessing study data and information will be governed by a data-sharing agreement. For more information, please contact the corresponding author.
Supplemental information: For reviewer comments and the original submission of this manuscript, please see www.cmajopen.ca/content/8/4/E667/suppl/DC1.
References
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